Our Services

Accounting and Business Advice

• Business start-up.
• Business plans to assist businesses to raise capital.
• Accounts preparation.
• Preparing VAT returns.
• Reviewing and advising on implementing accounting/IT systems.
• Project management.

Regulatory Compliance Support

• FSA Authorisation: Advise and provide support to firms seeking FSA authorisation.
• S 166 Skilled Persons Report.
• Consolidated Supervision/Prudential rules – advice and training.
• Thematic Reviews –AML; Complaints, Client money, TCF, etc.
• Compliance support - ARROW visits, compliance advice and monitoring, provision of bespoke compliance manuals and procedures, NEDs training, T&C support, etc.
• Review and report on corporate governance structure & SYSCs/COBs.
• ICAAP review and advice on prudential requirements relating to a firm’s business strategy.
• Preparing regulatory returns.